FDA Warning Letter Explorer
Drugs · Jul 14, 2022

Daniel Fred Goodman, M.D./Goodman Eye Center

3 extracted findings · 2 model-assigned issue types

FDA source excerpt, selected passage

You initiated and conducted a clinical investigation of an investigational drug subject to section 505 of the FD&C Act before submitting and having in effect an

Findings and supporting evidence

Model-assisted readings, not an exhaustive interpretation. Compare with the extracted source findings below.

Registration, listing & premarket21 CFR 312.20(a) 21 CFR 312.20(b) 21 CFR 312.40(a)

The sponsor-investigator initiated and conducted a clinical investigation without having an IND in effect before enrolling and treating subjects.

Supporting FDA text
Source excerpt · automated text-match check

You initiated and conducted a clinical investigation of an investigational drug subject to section 505 of the FD&C Act before submitting and having in effect an

The investigator failed to obtain legally effective written informed consent from subjects before enrollment.

Supporting FDA text
Source excerpt · automated text-match check

You failed to obtain legally effective written consent from subjects before their enrollment in Protocol (b)(4).

The investigator failed to obtain IRB-required written assent from minor subjects before enrollment.

Supporting FDA text
Source excerpt · automated text-match check

You failed to obtain written assent of subjects between the ages of 10 and 17 before their enrollment in the study, as required by the IRB.

Findings extracted from the letter

Selected FDA passages, not the complete letter.

01
You failed to submit an Investigational New Drug application (IND) for the conduct of clinical investigations with an investigational new drug that is subject to 21 CFR 312.2(a) [21 CFR 312.20(a), 312.20(b), and 312.40(a)].
02
You failed to obtain informed consent and assent of children in accordance with the provisions of 21 CFR part 50 [21 CFR 312.60, 21 CFR 50.20, 21 CFR 50.27, and 21 CFR 50.55].
03
You failed to adhere to these requirements. Specifically:

What FDA requested

Model-assisted summary. Consult the letter for complete requests and conditions.

  • Notify FDA in writing of actions taken to prevent similar violations
  • Provide information on how sponsor-investigator will determine when IND is required

Sections and clauses cited

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